PATRICIA GALASSO
Summary
Experienced Compliance Analyst and detail-oriented professional with a proven track record and solid background in conducting regulatory reviews and ensuring adherence to regulatory requirements.
Results-driven compliance professional prepared for role with solid foundation in KYC processes. Experience in conducting detailed investigations and ensuring adherence to regulatory standards. Known for fostering team collaboration and adaptability in dynamic environments. Proficient in risk assessment and regulatory compliance.
Overview
10
10
years of professional experience
Work History
Customer Support Responsible
Sudameris Securities Casa de Bolsa SA
03.2021 - 12.2024
- Customer and enhanced due diligence checks for onboarding and periodic reviews
- CIP/CDD: Execute the collection, review, and reconciliation of CIP and CDD
- Ensuring documents submitted for CDD are in line with internal policies
- Performing screenings
- Identifying associated persons and assessing Politically Exposed Persons (PEP) and adverse media checks
- Supporting completion of EDD reviews for high risk customers
- Escalate flags and due diligence findings
Compliance Analyst
Sudameris Bank
01.2020 - 10.2020
- Responsible of the due diligence team
- Providing KYC/CDD analysis of individual customers and corporate clients
- CIP/CDD: Execute the collection, review, and reconciliation of CIP and CDD
- Ensuring documents submitted for CDD are in line with internal policies
- Performing screenings
- Evaluation and approval of the Transactional Profile of the Client of both Natural and Legal Persons
- Undertaking research, document checks, and financial crime risk assessment via internal and external sources
- Supporting completion of EDD reviews for high risk customers
- Escalate flags and due diligence findings
- Collaborated with cross-functional teams for the successful implementation of new compliance initiatives.
- Prepared documentation and records for upcoming audits and inspections.
KYC Analyst
Citibank NA
05.2015 - 12.2019
- Conduct client due diligence and enhanced due diligence reviews for customer account
- CIP/CDD: Execute the collection, review, and reconciliation of CIP and CDD
- Reviewed new prospect KYC documents to meet requirements and determine business model risk.
- Ensuring documents submitted for CDD are in line with internal policies
- Supported KYC processes for prospective and existing customers.
- Performing screenings
- Identifying associated persons and assessing Politically Exposed Persons (PEP) and adverse media checks
- Update KYC forms and client profiles according to policy requirements
- Proficiency in compliance applications such as World-Check, Lexis Nexis
Education
Master - Finance
Universidad Americana
Asunción, Paraguay05.2023
Global Combat of Money Laundering and Terrorism Finance -
Universidad De Buenos Aires And La Ley Paraguay
04.2020
Business Administration -
Universidad Americana
Asunción, Paraguay03.2016
Skills
- Problem resolution
- Teamwork and collaboration
- Friendly, positive attitude
- Critical thinking
- Flexible to changes
- Leadership
- Detail oriented
- Problem-solving
- Organizational skills
Websites
Languages
Spanish
Native or Bilingual
English
Full Professional
Timeline
Customer Support Responsible
Sudameris Securities Casa de Bolsa SA
03.2021 - 12.2024
Compliance Analyst
Sudameris Bank
01.2020 - 10.2020
KYC Analyst
Citibank NA
05.2015 - 12.2019
Master - Finance
Universidad Americana
Global Combat of Money Laundering and Terrorism Finance -
Universidad De Buenos Aires And La Ley Paraguay
Business Administration -
Universidad Americana
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